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AUDIT AND ASSURANCE

FINANCIAL STATEMENT ASSURANCE SERVICES

Our financial statement assurance services include audits, reviews, compilations or agreed-upon procedures. Our partners and associates possess extensive expertise within the full range of audit and assurance services that we provide, all delivered with the highest standards of integrity and independence. 

 

Audit: Our approach at TJ Advisors combines a keen understanding of the changes being brought about by today’s challenging business environment and our experience evaluating the risks you are exposed to in your business activities. 

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Review: The staff at TJ Advisors will also assist your business with financial reporting and compliance issues when an audit is not required. A review offers limited assurance that there are no material modifications required to make the financial statements conform with generally accepted accounting principles or other applicable financial reporting framework.

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Compilations: It is valuable to have TJ Advisors compile the financial statements of your business when providing the financials to a third party. Our firm can prepare a compilation so that you have the right resources when providing information to outside parties.

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Agreed-Upon Procedures: Is an engagement in which TJ Advisors is engaged to carry out those procedures of an audit nature to which the auditor, the entity, and any appropriate third parties have agreed and to report on factual findings. 

EMPLOYEE BENEFIT PLAN ASSURANCE SERVICES

The audit of a retirement plan requires specialized knowledge and attention. A recent study published by the Department of Labor reveals that errors with benefit plan audit filings are generally committed by firms with limited experience. It’s important to work with a firm that understands the nuances of benefit plan auditing to avoid such issues. All of TJ Advisors' staff performs significant annual training for benefit plan audits.  We subtract the worry and add deep strategic expertise to your benefit plan audit so you can focus on the initiatives that benefit your business and your employees the most.

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What makes our audit process different is that we understand the challenges faced by CFO’s, Human Resource Directors and others in the process. We provide an audit approach that accomplishes the needed testing, but also addresses client concerns and questions throughout and after the report is issued.

Our employee benefit plan assurance and consulting services include:

  • Defined Contribution Plans, Defined Benefit Plans, and ESOPs

  • Limited or Full Scope Audits

  • Single or Multiple Employers

  • Review of overall plan strategy and cost structure

  • Resolution of complex compliance issues discovered during the audit

  • Assistance with prohibited transaction issues

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